Seth Hammerbeck
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Oct 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2024 to now
- UnemployedAug 2024 to Sep 2024
- Fidelity InvestmentsSep 2022 to Jul 2024
- Equitable Advisors, LLCAug 2020 to Jul 2022
- Sportsman's WarehouseOct 2018 to Dec 2018
- California State University, ChicoAug 2018 to May 2020
- Tennis WarehouseSep 2017 to May 2018
- City and County of San FranciscoJun 2016 to Aug 2020
- Cuesta CollegeAug 2015 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (CA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7281572
- Firm CRD
- 7691