Stephanie Saray Rios
Investment adviser representative at Charles Schwab & Co., Inc.
13 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
13 years in the industry.
- Charles Schwab BankDec 2024 to now
- Charles Schwab and Co., Inc.Mar 2023 to now
- TD AmeritradeMay 2021 to Jun 2024
- GeicoJan 2021 to May 2021
- SelfDec 2020 to Jan 2021
- Door DashAug 2020 to Dec 2020
- Equitable Advisors, LLCJul 2020 to Nov 2020
- James AveryJan 2019 to Jul 2020
- I Love SugarFeb 2018 to Feb 2019
- University of North TexasAug 2017 to May 2020
- Duncanville High SchoolAug 2013 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7281186
- Firm CRD
- 5393