Susan M Smith
Investment adviser representative at The Patriot Financial Group, LLC
10 yearsExperience
1 stateRegistered in
$2.6BFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Cetera Financial Specialists LLCMay 2023 to now
- Cetera Investment Advisers LLCMay 2023 to now
- The Patriot Financial Group, LLCApr 2023 to now
- B & D Advisors LLCApr 2023 to now
- Bowditch & Dewey LLPApr 2023 to Sep 2026
- LPL FinancialJul 2020 to Apr 2023
- Private Wealth Financial Group, LPL, Thomas DyerJul 2020 to Apr 2023
- UnemployedNov 2017 to Jul 2020
- Mole Hollow CandleAug 2016 to Oct 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (MA).
The Patriot Financial Group, LLC
Legal name: The Patriot Financial Group Insurance Agency, LLC
$2.6BAssets managed
2,545Clients
35Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7281036
- Firm CRD
- 172470