Thomas J Rigelhaupt
Investment adviser representative at LPL Enterprise, LLC
11 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Prudential Insurance Company of AmericaJun 2021 to now
- Pruco Securities, LLC.Jun 2021 to Nov 2024
- UnemployedApr 2021 to May 2021
- Equitable Advisors, LLCAug 2020 to Mar 2021
- UnemployedJun 2020 to Jul 2020
- Bethpage Federal Credit UnionMay 2019 to Aug 2019
- Fairfield UniversitySep 2016 to May 2020
- Del FuegoNov 2015 to Jan 2019
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7280379
- Firm CRD
- 8733