Derek Lloyd Neubauer
Investment adviser representative at Osaic Wealth, Inc.
24 yearsExperience
1 stateRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
24 years in the industry.
- Osaic Wealth, Inc.Jun 2021 to now
- Royal AllianceSep 2020 to now
- North ItaliaAug 2020 to Sep 2020
- Goodwin LandscapingMay 2020 to Jul 2020
- Jose PeppersJun 2019 to Sep 2019
- StudentSep 2002 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (KS).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7280223
- Firm CRD
- 23131