John Barry Hartmann
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
5 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
5 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2021 to now
- Avantax Advisory ServicesApr 2021 to Jul 2021
- Avantax Insurance Agency, LLCApr 2021 to Jul 2021
- Avantax Investment Services, IncApr 2021 to Jul 2021
- UnemploymentJun 2020 to Mar 2021
- Transamerica Financial AdvisorsMay 2019 to Aug 2019
- Nisivoccia LLPMay 2018 to Aug 2018
- Camp JeffersonJun 2017 to Aug 2017
- Virginia TechAug 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7280146
- Firm CRD
- 7691