Michael A Rois
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab & Co., Inc.Feb 2023 to now
- TD Ameritrade Inc.Jul 2020 to Feb 2023
- Westminster CollegeAug 2019 to May 2020
- Adb CompaniesMay 2019 to Aug 2019
- Westminster CollegeAug 2018 to May 2019
- Gene Slay's Boys and Girls ClubMay 2018 to Aug 2018
- Westminster CollegeAug 2017 to May 2018
- Direct SoundMay 2017 to Aug 2017
- Westminster CollegeAug 2016 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (MO).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7280126
- Firm CRD
- 5393