Andrew Seta
Investment adviser representative at Morgan Stanley
11 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Morgan StanleyJul 2023 to now
- Morgan Stanley Smith Barney LLCJun 2023 to now
- Northwestern Mutual Wealth Management CompanyAug 2022 to Jun 2023
- Erik StephensOct 2021 to Jun 2023
- Northwestern Mutual Investment Services LLCJan 2021 to Jun 2023
- Northwestern Mutual Life Insurance CompanySep 2020 to Oct 2021
- UnemployedMay 2020 to Aug 2020
- United States House of RepresentativesMay 2019 to Aug 2019
- Leslies Pool SuppliesMay 2017 to Aug 2017
- Hobart and William Smith CollegesAug 2016 to May 2020
- Valcom Enterprises IncJun 2015 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (OH, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7279494
- Firm CRD
- 149777