Leam F Cohen
Investment adviser representative at Rockefeller Capital Management
10 yearsExperience
1 stateRegistered in
$99.6BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Rockefeller Capital ManagementNov 2024 to now
- Rockefeller Financial LLCNov 2024 to now
- Rockefeller Capital ManagementMay 2024 to Oct 2024
- Rockefeller Financial LLCMay 2024 to Oct 2024
- Morgan StanleyJul 2020 to Apr 2024
- WarnermediaJun 2019 to Aug 2019
- Keith Titus CorporationAug 2018 to Nov 2018
- Syracuse UniversityAug 2016 to May 2020
- Jerome Cohen Audit Service IncAug 2015 to Nov 2017
- Beach Point ClubMay 2014 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (NY).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7278554
- Firm CRD
- 291361