Caroline Elizabeth Seward
Investment adviser representative at Northwestern Mutual Investment Services,LLC
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
10 years in the industry.
- Paul Martin WilliamsJun 2026 to now
- F Mackey SchneiderAug 2024 to now
- Northwestern Mutual Investment Services, LLCNov 2021 to now
- Mark MascarenhasOct 2021 to now
- Samuel ArthurOct 2021 to now
- F Mackey SchneiderOct 2021 to Apr 2023
- Sam ArthurSep 2021 to Oct 2021
- Purshe Kaplan Sterling InvestmentsJul 2020 to Sep 2021
- 49 FinancialJun 2020 to Sep 2021
- Quench USA IncMay 2019 to Aug 2019
- Day and ZimmermannMay 2018 to Aug 2018
- Cryptalgo Holding, AgMar 2018 to Jul 2018
- Angle EventsOct 2017 to Jan 2019
- StudentAug 2016 to May 2020
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
State registrations
Registered as an investment adviser representative in 1 state (GA).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7278428
- Firm CRD
- 2881