Raul Alves Ramos
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCFeb 2023 to now
- Putnam Investments/putnam Retail ManagementJan 2021 to Jan 2023
- Putnam InvestmentsJul 2020 to Aug 2020
- Umass Lowell Residence LifeSep 2019 to Mar 2020
- Southern KinApr 2019 to Aug 2019
- NovogradacJan 2019 to Apr 2019
- UberSep 2018 to Jan 2021
- Legal SeafoodMay 2018 to Sep 2018
- Hard Rock CafeDec 2016 to Sep 2017
- Umass LowellSep 2016 to Dec 2020
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (MA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7278301
- Firm CRD
- 6413