Maxwel Daniel Fagan
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
13 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Tradition Wealth Management LLCJan 2026 to now
- Private Client ServicesJan 2026 to now
- Catalyst Financial GroupJul 2025 to Jan 2026
- Ameriprise Financial Services, LLCAug 2021 to Jan 2026
- UnemployedJun 2021 to Jul 2021
- Piper SandlerMay 2020 to Aug 2020
- Sunbelt Business AdvisorsMay 2019 to Oct 2019
- ImparkJun 2018 to Oct 2018
- University of Minnesota Twin CitiesJul 2017 to May 2021
- Maynards RestaurantMar 2017 to Sep 2017
- Chanhassen High SchoolJul 2013 to Jun 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2022
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 3 states (AZ, MN, TX).
Tradition Wealth Management LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7275617
- 128314