Louis Ortiz
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Louis Ortiz? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America, N.A.Dec 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2025 to now
- Romantasy LettersAug 2025 to now
- AssumableDec 2023 to now
- Crossover HealthJan 2023 to Nov 2025
- AttentiveJan 2022 to Dec 2022
- Spaced VenturesDec 2021 to Feb 2023
- Guggenheim Partners, LLCJun 2020 to Aug 2020
- Xantos LabsApr 2020 to Jul 2022
- University of Texas At AustinSep 2019 to May 2021
- US ArmyMay 2012 to Aug 2019
Exams passed
- Series 65 · Uniform Investment Adviser Law2020
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7270032
- Firm CRD
- 7691