Alexis Nicole Lombardo
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services Inc.Jul 2023 to now
- University of MarylandAug 2022 to May 2023
- UBSJun 2022 to Aug 2022
- University of MarylandSep 2021 to Jun 2022
- UBSJun 2021 to Aug 2021
- University of MarylandAug 2020 to May 2021
- UBSJun 2020 to Aug 2020
- ArbonneMar 2020 to May 2020
- University of MarylandAug 2019 to May 2020
- Small CakesJan 2018 to Aug 2019
- West Essex High SchoolSep 2014 to Jun 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NJ, NY).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7269777
- Firm CRD
- 8174