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Benjamin John Hammes

Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
12 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$197.5BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

12 years in the industry.

  1. Stifel, Nicolaus & Company, IncorporatedMay 2021 to now
  2. StifelJun 2020 to now
  3. N/aMar 2020 to Jun 2020
  4. Rsds, LLCSep 2019 to Mar 2020
  5. Self EmployedJul 2019 to Sep 2019
  6. Chain of Trust Technologies, LLCJan 2018 to Jul 2019
  7. University of Missouri-kansas CityAug 2017 to Jun 2018
  8. Tasty Expo, LLCJul 2017 to May 2018
  9. N/aJan 2017 to Jul 2017
  10. Sterneck Capital ManagementSep 2016 to Feb 2017
  11. University of Missouri-kansas CityAug 2014 to Dec 2016

Designations

  • CFP® certification

Exams passed

  • Series 66 · Uniform Combined State Law2021

State registrations

Registered as an investment adviser representative in 2 states (KS, TX).

Stifel, Nicolaus & Company, Incorporated

$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7269670
Firm CRD
793
Advisor's SEC record (opens in a new tab)
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