Joaquin Ali Gouch
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Oct 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2023 to now
- Morgan Stanley Private Bank, N.AMay 2022 to Aug 2023
- Morgan StanleyJun 2020 to Aug 2023
- UnemployedDec 2019 to Jun 2020
- AmazonJul 2019 to Dec 2019
- UnemployedFeb 2019 to Jul 2019
- Joaquinthecreative LLCJan 2019 to Jun 2020
- Lynn UniversityJan 2019 to Jun 2020
- Word of Faith Christian CenterAug 2016 to Feb 2019
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (MI, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7269198
- Firm CRD
- 7691