Kenneth Peter Oconnor
Investment adviser representative at Principal Asset Management
8 yearsExperience
1 stateRegistered in
$427.7BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Seminars and workshops
Experience
8 years in the industry.
- Principal Asset ManagementApr 2026 to now
- Principal Securities, Inc.Jun 2022 to now
- Principal Funds DistributorDec 2021 to now
- Principal Life InsuranceOct 2023 to Jun 2024
- TD AmeritradeJun 2020 to Dec 2021
- Cy's Locker RoomAug 2019 to May 2020
- 99 OptionsMay 2019 to Aug 2019
- Iowa State UniversityAug 2018 to May 2019
- Dynamic Manufacturing Inc.May 2018 to Aug 2018
- OutlawsFeb 2018 to May 2018
- Saint Mary's University of MnAug 2017 to Dec 2017
- Dynamic Manufacturing Inc.May 2017 to Aug 2017
- Saint Mary's University of MnAug 2016 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (IL).
Principal Asset Management
Legal name: Principal Global Investors, LLC
$427.7BAssets managed
8,205Clients
121Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7269133
- Firm CRD
- 109002