Sara Jane Mongno
Investment adviser representative at Sargent Investment Group
10 yearsExperience
1 stateRegistered in
$1.5BFirm assets
8 yearsFirm in business
Are you Sara Jane Mongno? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Sargent Investment GroupJun 2025 to now
- UnemployedJan 2025 to Jun 2025
- Massachusetts Institute of TechnologyMay 2024 to Jan 2025
- Wells Fargo Securities LLCJun 2020 to Jun 2024
- Wells Fargo Securities LLCJun 2019 to Aug 2019
- Wells Fargo Securities LLCJun 2018 to Aug 2018
- Swarthmore CollegeAug 2016 to May 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (MD).
Sargent Investment Group
Legal name: Sargent Investment Group, LLC
$1.5BAssets managed
407Clients
14Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7268832
- Firm CRD
- 297499