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Benjamin Smolen

Investment adviser representative at Raymond James & Associates, Inc.
12 yearsExperience
1 stateRegistered in
$501BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

12 years in the industry.

  1. Raymond James & Associates, Inc.Apr 2024 to now
  2. Oppenheimer & Co. Inc.Mar 2022 to Apr 2024
  3. UnemployedNov 2021 to Mar 2022
  4. Northwestern MutualAug 2020 to Oct 2021
  5. Probate Law FirmAug 2019 to Oct 2019
  6. Crowd CapitalMay 2018 to Sep 2019
  7. UmbcJan 2018 to Dec 2020
  8. Montgomery CollegeJun 2017 to Jan 2018
  9. Cable and Wireless CommunicationsJun 2017 to Sep 2017
  10. George Washington UniversityJul 2014 to Jun 2017

Exams passed

  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 1 state (FL).

Raymond James & Associates, Inc.

$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7268481
Firm CRD
705
Advisor's SEC record (opens in a new tab)
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