Thomas Harold Clifton
Investment adviser representative at Osaic Wealth, Inc.
10 yearsExperience
2 statesRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Osaic Wealth, Inc.Jan 2024 to now
- Sp+ GamedayApr 2023 to now
- Hadel Financial SolutionsAug 2022 to now
- LPL Financial LLCJan 2023 to Feb 2023
- Woodbury Financial Services IncAug 2022 to Jan 2024
- UnemployedJun 2022 to Aug 2022
- Ivy Distributors, IncMar 2021 to Jun 2022
- Waddell & Reed, IncJul 2020 to Apr 2021
- Full Time StudentAug 2019 to Jul 2020
- The Ridgcrest GroupMay 2019 to Aug 2019
- Full Time StudentAug 2018 to May 2019
- Highland SpringsMay 2018 to Aug 2018
- Full Time StudentAug 2017 to May 2018
- WalmartMay 2017 to Aug 2017
- Smoothie KingOct 2016 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (KS, MO).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7268367
- Firm CRD
- 23131