James Gary Mueller
Investment adviser representative at Prospera Financial Services, Inc.
13 yearsExperience
1 stateRegistered in
$14.4BFirm assets
20 yearsFirm in business
Are you James Gary Mueller? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Prospera Financial Services, Inc.Jan 2022 to now
- J.P. Morgan Securities LLCMay 2021 to Jan 2022
- JPMorgan Chase Bank, N.A.May 2021 to Jan 2022
- Fidelity Brokerage Services LLCOct 2020 to Apr 2021
- Fidelity InvestmentsSep 2020 to Apr 2021
- Cleary UniversitySep 2017 to Aug 2019
- Michigan Department of Health and Human ServicesJan 2014 to Sep 2020
- Metroplex Christian Hockey AssociationJun 2013 to Dec 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
Prospera Financial Services, Inc.
$14.4BAssets managed
18,584Clients
269Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7267847
- Firm CRD
- 10740