Nicholas Andrew Roth
Investment adviser representative at Wealth Enhancement Advisory Services, LLC
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$122.2BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Wealth Enhancement Advisory Services, LLCSep 2020 to now
- Wealth Enhancement Brokerage ServicesSep 2020 to now
- Wealth Enhancement GroupSep 2020 to now
- LPL FinancialSep 2020 to Jun 2025
- UnemployedDec 2019 to Sep 2020
- Secured Retirement FinancialJan 2019 to Nov 2019
- University of St. ThomasJan 2017 to May 2019
- Creighton UniversitySep 2015 to Jan 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (MN).
Wealth Enhancement Advisory Services, LLC
$122.2BAssets managed
85,001Clients
1,002Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7267509
- Firm CRD
- 116407