Samuel Marlowe Brick
Investment adviser representative at Jefferies Investment Advisers LLC
12 yearsExperience
52 statesRegistered in
$5.2BFirm assets
3 yearsFirm in business
Are you Samuel Marlowe Brick? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Jefferies Investment Advisers LLCMay 2023 to now
- Jefferies LLCMay 2021 to now
- JPMorgan Distribution Services, Inc.Jun 2020 to now
- KeybankMay 2019 to Aug 2019
- Flyer EnterprisesFeb 2017 to May 2020
- Artstreet CafeFeb 2017 to Apr 2019
- Communion of Saints School & ParishJun 2014 to Aug 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 52 states (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TX, UT, VA, VI, VT, WA, WI, WV, WY).
Jefferies Investment Advisers LLC
$5.2BAssets managed
2,020Clients
118Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7266739
- Firm CRD
- 325421