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Alexander Thomas tri Pohlmann

Investment adviser representative at Northwestern Mutual Investment Services,LLC
11 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

11 years in the industry.

  1. Northwestern Mutual Wealth Management CompanyJun 2026 to now
  2. Andrew Ross PuhrmannFeb 2026 to now
  3. Northwestern Mutual Investment Services, LLCOct 2023 to now
  4. Keith ErhardOct 2023 to now
  5. UnemployedMar 2023 to Sep 2023
  6. Chase Alexander ChaldekasJan 2023 to Feb 2023
  7. Chase ChaldekasNov 2022 to Feb 2023
  8. Northwestern Mutual Investment Services LLCNov 2022 to Feb 2023
  9. Omada Wealth ManagementOct 2022 to Mar 2023
  10. Chase Alexander ChaldekasOct 2022 to Dec 2022
  11. VanguardJul 2022 to Sep 2022
  12. UnemployedDec 2021 to Jun 2022
  13. Merrill EdgeJun 2021 to Nov 2021
  14. UnemployedApr 2021 to May 2021
  15. Morgan StanleyJun 2020 to Mar 2021
  16. UnemployedDec 2019 to May 2020
  17. Enterprise HoldingsAug 2019 to Nov 2019
  18. UnemployedMay 2019 to Aug 2019
  19. Beyond the BaselineJun 2017 to Apr 2018
  20. StudentJan 2015 to May 2019

Exams passed

  • Series 66 · Uniform Combined State Law2020

State registrations

Registered as an investment adviser representative in 1 state (IA).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7266716
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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