Kirk Whalen
Investment adviser representative at HSBC Securities (USA) Inc.
12 yearsExperience
1 stateRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- HSBC Bank USA, N.A.Feb 2026 to now
- HSBC Securities (USA) Inc.Feb 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2025 to Jan 2026
- 11:11 NightclubMar 2025 to Oct 2025
- UnemployedNov 2024 to Feb 2025
- Capital GroupJan 2023 to Oct 2024
- StudentSep 2022 to Dec 2022
- Capital GroupMay 2022 to Aug 2022
- StudentSep 2021 to Apr 2022
- Elevate Financial PartnersJan 2020 to Aug 2021
- StudentAug 2018 to Jan 2020
- StudentAug 2014 to Jul 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7266694
- Firm CRD
- 19585