Henry David Smith
Investment adviser representative at Rockefeller Capital Management
12 yearsExperience
1 stateRegistered in
$99.6BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Rockefeller Financial LLCDec 2025 to now
- UBS Financial Services IncApr 2023 to Dec 2025
- UnemployedJan 2023 to Mar 2023
- Sellside Group, LLCSep 2022 to Dec 2022
- Post College Extended Travel In EuropeMay 2022 to Aug 2022
- UBSJun 2020 to Aug 2020
- University of Colorado BoulderAug 2018 to May 2022
- Highland Park High SchoolAug 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7266283
- Firm CRD
- 291361