Anna Kappler Banks
Investment adviser representative at Janney Montgomery Scott LLC
12 yearsExperience
2 statesRegistered in
$110.1BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Janney Montgomery Scott LLCSep 2025 to now
- Guidepoint Global, LLCAug 2022 to Sep 2025
- UnemployedMay 2022 to Jul 2022
- Guidepoint Global, LLCJun 2021 to Aug 2021
- Janney Montgomery Scott LLCJun 2020 to Aug 2020
- Wake Forest UniversityAug 2019 to May 2022
- UnemployedJun 2019 to Aug 2019
- Wake Forest UniversityAug 2018 to May 2019
- Pine Orchard Yacht & Country ClubJun 2018 to Aug 2018
- Hopkins SchoolSep 2014 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (CT, NY).
Janney Montgomery Scott LLC
$110.1BAssets managed
243,808Clients
1,341Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7266171
- Firm CRD
- 463