Drake Braden Stephens
Investment adviser representative at Principal Securities, Inc.
12 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Principal Securities, Inc.Apr 2025 to now
- Principal Life Insurance CompanyApr 2025 to now
- Stephens Heffner Financial PartnersSep 2024 to Apr 2025
- Kansas City Zoo and AquariumMay 2024 to Aug 2024
- Dakota ZooJan 2024 to Apr 2024
- Cheddars Scratch KitchenOct 2023 to Dec 2023
- Missouri Department of ConservationMay 2023 to Sep 2023
- UnemployedNov 2022 to Apr 2023
- Missouri Department of ConservationMay 2020 to Oct 2022
- UnemployedJan 2014 to Apr 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (MO).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7266143
- Firm CRD
- 1137