Stephen Douglas Rau
Investment adviser representative at Tucker Asset Management LLC
10 yearsExperience
1 stateRegistered in
$603.6MFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Tucker Asset Management LLCSep 2025 to now
- Bluegate Musicals LLCFeb 2024 to now
- United States Postal ServiceJun 2016 to now
- Pfs Investments Inc.Jul 2020 to Sep 2025
- Primerica Financial ServicesAug 2019 to Sep 2025
- Cavod Academy of the ArtsSep 2017 to Mar 2020
- UberFeb 2017 to Oct 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (PA).
Tucker Asset Management LLC
$603.6MAssets managed
2,960Clients
59Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7266120
- Firm CRD
- 174844