Ramon Vargas
Investment adviser representative at Advice and Planning Services
11 yearsExperience
3 statesRegistered in
$37.9BFirm assets
22 yearsFirm in business
Are you Ramon Vargas? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- TIAAAug 2024 to now
- TIAA-CREF Individual & Institutional Services, LLCAug 2024 to now
- Fidelity Distributors Company LLCMar 2022 to Jul 2024
- Fidelity InvestmentsDec 2020 to Jul 2024
- Fidelity Brokerage Services LLCDec 2020 to Mar 2022
- TD Ameritrade, Inc.Jun 2020 to Oct 2020
- University of Texas At ArlingtonSep 2019 to May 2020
- Latino Arts ProjectMay 2019 to Aug 2019
- Mercado369Sep 2017 to May 2019
- Beyond the BoxJun 2015 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 3 states (AL, TX, VT).
Advice and Planning Services
Legal name: TIAA-CREF Individual & Institutional Services, LLC
$37.9BAssets managed
72,503Clients
1,707Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7265212
- Firm CRD
- 20472