Ellen Ashby Brown
Investment adviser representative at New York Life Investment Management LLC
10 yearsExperience
1 stateRegistered in
$120.7BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- New York Life Investment Management LLCOct 2023 to now
- New York Life InvestmentsJun 2020 to now
- University of AlabamaJul 2019 to Jun 2020
- New York Life InvestmentsAug 2018 to Jun 2019
- Big CommunicationsJan 2018 to Aug 2018
- University of AlabamaAug 2017 to Jan 2018
- Eve Specialty GroupMay 2016 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NY).
New York Life Investment Management LLC
$120.7BAssets managed
933Clients
89Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7264878
- Firm CRD
- 109591