Rohail Sarwar
Investment adviser representative at Ameriprise Financial Services, LLC
9 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- Ameriprise Financial Services, LLCDec 2025 to now
- Cetera Investment Advisers LLCJun 2025 to Dec 2025
- Cetera Investment Services LLCJun 2025 to Dec 2025
- Etico Partners, LLCJun 2024 to May 2025
- Pruco Securities, LLCFeb 2024 to Jun 2024
- The Prudential Insurance Co. of AmericaFeb 2024 to Jun 2024
- Albany Financial GroupOct 2023 to Feb 2024
- Nylife Securities LLCApr 2022 to Sep 2023
- New York Life Insurance CoJul 2020 to Sep 2023
- Onemain FinancialJan 2019 to Dec 2020
- MazconnectApr 2018 to Jan 2019
- Tri-city Hotels ManagementSep 2017 to Apr 2018
- Hilton AlbanyJan 2016 to Sep 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NY).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7264256
- Firm CRD
- 6363