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Sam Matthew Ceniccola

Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$310.4BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. RBC Capital Markets, LLCSep 2023 to now
  2. RBC Wealth ManagementJun 2022 to Aug 2022
  3. RBC Wealth ManagementJun 2021 to Aug 2021
  4. Penn State UniversityAug 2019 to Jun 2023
  5. Lenape High SchoolSep 2016 to Jun 2019

Designations

  • CFP® certification

Exams passed

  • Series 66 · Uniform Combined State Law2024

State registrations

Registered as an investment adviser representative in 3 states (NJ, PA, TX).

RBC Capital Markets, LLC

$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7263811
Firm CRD
31194
Advisor's SEC record (opens in a new tab)
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