Cody Ross Pollock
Investment adviser representative at Osaic Wealth, Inc.
14 yearsExperience
4 statesRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Osaic Wealth, Inc.Sep 2023 to now
- Sagepoint Financial, Inc.Apr 2022 to Sep 2023
- Thrivent FinancialJul 2020 to Mar 2022
- Thrivent Investment Management IncJun 2020 to Apr 2022
- Principal Financial GroupJun 2019 to Aug 2019
- City of EdinaMay 2018 to Aug 2018
- Bethel UniversityAug 2017 to May 2020
- Dordt CollegeAug 2016 to May 2017
- Needle IncApr 2016 to May 2020
- Drews Concessions LLCOct 2013 to Nov 2017
- Eden Prairie UmpiresJun 2012 to Aug 2019
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 4 states (FL, MA, MN, TX).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7263303
- Firm CRD
- 23131