Spencer Clift
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America, N.A.Jan 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2024 to now
- Robinhood Markets, Inc.Jun 2024 to Sep 2024
- J. P. Morgan Securities LLCJul 2022 to Mar 2024
- JPMorgan Chase Bank N. A.Jul 2022 to Mar 2024
- UnemployedJun 2021 to Jun 2022
- Northwestern MutualMay 2020 to May 2021
- UnemployedSep 2019 to Apr 2020
- Bryant UniversitySep 2018 to May 2022
- Comfort Footwear EtcJul 2018 to Aug 2019
- Mt Medical LLCJul 2018 to Aug 2019
- UnemployedJun 2012 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7262838
- Firm CRD
- 7691