Orlando John Ricci
Investment adviser representative at Principal Advised Services
19 yearsExperience
2 statesRegistered in
$1.4BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
19 years in the industry.
- Principal Advised ServicesJan 2024 to now
- Principal Life Insurance CompanyJan 2022 to now
- Principal Securities IncJan 2022 to now
- Nylife Securities LLCJul 2020 to Oct 2021
- New York Life Insurance Co.Jun 2020 to Oct 2021
- Appen GlobalJan 2016 to Aug 2019
- FreelanceOct 2011 to Jan 2022
- Film IndustryApr 2011 to Jan 2022
- NchsaaOct 2007 to Jan 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (IA, NC).
Principal Advised Services
Legal name: Principal Advised Services, LLC
$1.4BAssets managed
23,164Clients
231Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7262312
- Firm CRD
- 297324