Maxwell Bottene
Investment adviser representative at Ieq Capital, LLC
16 yearsExperience
1 stateRegistered in
$56.8BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Ieq Capital, LLCFeb 2025 to now
- Epiq Capital Group, LLCAug 2023 to Feb 2025
- RBC Capital Markets, LLCAug 2021 to Aug 2023
- UnemployedOct 2020 to Aug 2021
- RBC Wealth ManagementJun 2020 to Oct 2020
- UnemployedJan 2010 to Jun 2020
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CA).
Ieq Capital, LLC
$56.8BAssets managed
2,309Clients
197Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7261134
- Firm CRD
- 301819