Paul Roberts Mcauliffe
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
15 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Bank of America, N.A.Dec 2021 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2021 to now
- UnemployedAug 2020 to Jun 2021
- Bank of AmericaJun 2020 to Aug 2020
- UnemployedAug 2019 to May 2020
- Commodore BuildersMay 2019 to Aug 2019
- UnemployedAug 2018 to Apr 2019
- Charles River Country ClubJun 2018 to Aug 2018
- Saint Michael CollegeAug 2017 to May 2021
- UnemployedAug 2017 to Jun 2018
- Woodland Golf ClubMay 2017 to Jul 2017
- UnemployedJul 2011 to Apr 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7260954
- Firm CRD
- 7691