Ethan Broder
Investment adviser representative at Wells Fargo Advisors
11 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Wells Fargo Clearing Services, LLCApr 2023 to now
- Brixx Wood Fired PizzaOct 2015 to now
- US Tech SolutionsApr 2023 to Jul 2023
- Bank of America, N.A.Dec 2021 to Feb 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2021 to Feb 2023
- Bank of America CorporationJun 2020 to Aug 2020
- University of North Carolina At Chapel HillAug 2017 to May 2021
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (NC).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7260796
- Firm CRD
- 19616