Joseph Curran Shaw
Investment adviser representative at UBS Financial Services Inc.
11 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
Are you Joseph Curran Shaw? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- UBS Financial Services, Inc.Apr 2025 to now
- Bank of America, N.A.Nov 2021 to Mar 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2021 to Mar 2025
- Merrill LynchJun 2020 to Aug 2020
- Loyola Marymount UniversityAug 2017 to May 2021
- City of IrvineJun 2015 to Jan 2019
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (CA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7260781
- Firm CRD
- 8174