Nicholas George Needs
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Oct 2024 to now
- Ameriprise Financial Services, LLCNov 2021 to Oct 2024
- UberAug 2021 to Nov 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2020 to Jul 2021
- Climate Corporation (bayer)May 2019 to Aug 2019
- University of Illinois FoundationOct 2018 to May 2020
- University of IllinoisAug 2018 to May 2020
- Herbolsheimer Law OfficeOct 2017 to Aug 2018
- Illinois Valley Community CollegeJun 2016 to May 2018
- Saint Bede AcademyMay 2016 to Aug 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (IL).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7260610
- Firm CRD
- 8174