Brock Joseph Martin
Investment adviser representative at 49 Financial
13 yearsExperience
1 stateRegistered in
$1.4BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- 49 FinancialJul 2023 to now
- 49 Wealth Management, LLC.Feb 2023 to now
- Oakwood Capital Securities, Inc.Jul 2024 to Dec 2024
- Purshe Kaplan Sterling InvestmentsJun 2021 to Jul 2024
- Thrivent Advisor Network d/b/aApr 2021 to Dec 2022
- Edge Roofing and CoatingsMay 2020 to Jun 2021
- Adams Roof TechMar 2019 to May 2020
- Texas Tech UniversityJul 2017 to May 2021
- UnemployedMay 2017 to Jul 2017
- SaisdJul 2011 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
49 Financial
Legal name: 49 Wealth Management, LLC
$1.4BAssets managed
3,839Clients
141Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7260255
- Firm CRD
- 319484