Frederick J Kline
Investment adviser representative at UBS Financial Services Inc.
13 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- UBS Financial Services Inc.Oct 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2022 to Oct 2024
- Fidelity InvestmentsMay 2020 to Nov 2022
- UnemployedJan 2020 to May 2020
- United Parcel ServiceOct 2019 to Jan 2020
- The Oar HouseJun 2019 to Oct 2019
- Skydive New EnglandApr 2019 to Oct 2019
- Chartreuse BistroJan 2019 to Apr 2019
- UnemployedNov 2018 to Dec 2018
- Skydive New EnglandApr 2018 to Nov 2018
- Tuckaway Tavern and ButcheryAug 2014 to Oct 2018
- Better Homes and Gardens/masiello Group Real EstateNov 2013 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (NH, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7260009
- Firm CRD
- 8174