Charles William haden Rumsey
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCNov 2022 to now
- Cadence BankOct 2022 to now
- J.P. Morgan Securities LLCAug 2021 to Oct 2022
- JPMorgan Chase Bank, N.A.Aug 2021 to Oct 2022
- Northwestern Mutual Investment Services LLCMay 2020 to Jun 2021
- Northwestern Mutual Life Insurance CompanyMay 2020 to Jun 2021
- Bancorpsouth BankMay 2019 to Aug 2019
- Strange Brew CoffeehouseMay 2018 to Sep 2018
- Mississippi State UniversityAug 2015 to May 2020
- Rumsey Consulting Engineering IncorporatedAug 2013 to Aug 2021
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (MS).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7259168
- Firm CRD
- 6413