Thomas Eugene Wall
Investment adviser representative at Uwharrie Investment Advisors, Inc.
10 yearsExperience
1 stateRegistered in
$337.8MFirm assets
21 yearsFirm in business
Are you Thomas Eugene Wall? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Private Client ServicesNov 2025 to now
- Uwharrie Investment Advisors, Inc.Oct 2025 to now
- UnemployedJun 2025 to Oct 2025
- Ally Invest AdvisorsJun 2022 to Jun 2025
- Ally Invest Securities LLCJun 2020 to Jun 2025
- UnemployedMar 2020 to Jun 2020
- State Employees Credit UnionAug 2015 to Feb 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (NC).
Uwharrie Investment Advisors, Inc.
$337.8MAssets managed
875Clients
15Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7259127
- Firm CRD
- 117592