Kenneth Maurice Gaddy
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Aug 2020 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2020 to now
- UnemployedMar 2020 to May 2020
- One Main Finanial LLCMay 2019 to Oct 2019
- Carlin Alumni House - Central Michigan UniversitySep 2018 to Mar 2020
- Robert HalfMay 2018 to Jul 2018
- Central Michigan UniversityAug 2016 to May 2020
- Express StaffingJul 2016 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7258657
- Firm CRD
- 7691