Esmeralda Cortes ruiz
Investment adviser representative at Wells Fargo Advisors
10 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Wells Fargo Clearing Services, LLCJun 2025 to now
- Bank of America, N.A.Nov 2024 to Jun 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2024 to Jun 2025
- Fidelity InvestmentsMay 2020 to Oct 2024
- Paige Donnelly, LtdFeb 2020 to May 2020
- Travelers InsuranceJan 2018 to Jan 2020
- Tewksbury & Kerfeld, P.A.Apr 2016 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (MN).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7256999
- Firm CRD
- 19616