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Michael James Putnam

Investment adviser representative at Empower Advisory Group, LLC
14 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

14 years in the industry.

  1. Empower Advisory Group, LLCNov 2022 to now
  2. Gwfs Equities, IncJul 2022 to now
  3. Mwa Financial Services IncMay 2020 to Jul 2022
  4. Modern Woodmen of AmericaMar 2020 to Jul 2022
  5. Kohl'sMar 2018 to Jul 2018
  6. Providence Baptist ChurchJan 2012 to Dec 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law2020
  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 1 state (TX).

Empower Advisory Group, LLC

$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7256711
Firm CRD
112058
Advisor's SEC record (opens in a new tab)
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