Stephen T Valentine
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Oct 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2024 to now
- Morgan StanleyMar 2023 to Jul 2024
- J.P. Morgan Securities LLCMay 2020 to Feb 2023
- JPMorgan Chase Bank, N.A.Mar 2020 to Feb 2023
- Summit BankJun 2019 to Feb 2020
- State StreetNov 2018 to Feb 2019
- Government Business Results, LLCOct 2018 to Jun 2019
- University of California - DavisSep 2016 to Sep 2018
- Hancock Health GroupOct 2015 to Jan 2018
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7256404
- Firm CRD
- 7691