Joshua Roberts
Investment adviser representative at Sofi Wealth LLC
9 yearsExperience
1 stateRegistered in
$2BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
9 years in the industry.
- Sofi Wealth LLCNov 2025 to now
- Sofi Securities LLCNov 2025 to now
- Mindlance IncAug 2025 to Nov 2025
- Wells Fargo Clearing ServicesAug 2025 to Nov 2025
- Symmetry Financial GroupMar 2025 to Jul 2025
- Thrivent FinancialNov 2023 to Mar 2025
- Thrivent Investment Management Inc.Nov 2023 to Mar 2025
- Fidelity Brokerage Services LLCMay 2020 to Nov 2023
- Whipple Service ChampionsJul 2019 to May 2020
- Rooftek, LLCAug 2017 to Jul 2019
- Mountain America Credit UnionMay 2016 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (UT).
Sofi Wealth LLC
$2BAssets managed
254,020Clients
110Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7256214
- Firm CRD
- 167958